Engagement
Exception Register Health Check
A shorter diagnostic of how your exception register is structured, aged, and owned—useful before audit committee season or a larger review.
Who it is for
Audit managers who suspect ageing exceptions or unclear ownership but are not ready for a full review engagement.
What you leave with
A health memo covering register completeness, ageing, duplicate entries, and missing compensating-control fields.
Scope
One register cycle or quarter; no deep testing of every compensating control.
Included
- Register structure assessment
- Ageing and concentration analysis
- Priority list of clean-up actions
- One-hour debrief with the audit lead
Not included
- Full finding reports for individual exceptions
- Remediation verification testing
Provider
One Digi Auto Hub reviewer.
Duration
Five to ten business days.
Location
Primarily remote; optional half-day on-site.
Preparation
CSV or spreadsheet export of the live register plus policy owner list.
Constraints
Register must include open and recently closed items to be useful.
Fees
Fixed fee from NT$28,000.
Process
- Receive register export
- Score completeness and ageing
- Issue health memo
- Debrief next steps